Client accounts at NestEgg Advisors are held in custody at Pershing, the industry’s #1 clearing firm in the United States.¹

Pershing is a subsidiary of The Bank of New York Mellon Corporation and is a member of FINRA, SIPC and NYSE. With more than $2.0 trillion in global client assets and more than 80 years of experience in providing financial services, Pershing is committed to the safekeeping, servicing and direct reporting of assets to our clients, including account statements.

Through Pershing’s NetXInvestor® application, our clients can view account statements, trade confirmations and tax statements online; get instant access to balances, portfolio holdings, account activity, tax information, and more; and view a comprehensive account summary at a glance. Securities in Pershing accounts are protected by the Securities Investor Protection Corporation with excess protection provided by the private insurer, Lloyd’s of London.

¹Based on number of broker-dealer clients, Investment News, 2019.

NestEgg Advisors is affiliated with Osaic Wealth, Inc., a broker/dealer member of FINRA and SIPC. Osaic has retained Pershing, LLC, a BNY Mellon firm, (see left panel) as the custodian for your accounts. As such, clients will receive communications from Osaic, Pershing, and NestEgg concerning disclosures, fees, tax information, shareholder information and investment statements.

NestEgg has chosen to affiliate with Osaic based in large part on Osaic’s goal to enable its advisors to provide clients with objective, non-proprietary advice and recommendations. Osaic is one of the nation’s largest providers of wealth management solutions with a rich history in growth and innovation. It is home to a diverse, service-driven community of professionals who believe that wealth management is for everyone and planning for the future should be transformative, not transactional. Osaic’s structure allows it to invest significantly in state-of-the-art technologies, personalized service, and broad-based operational support so that its advisors can better serve their clients.