In our role as investment advisor representatives, we are bound by a legal duty to you under the requirements of the Investment Advisers Act of 1940 and regulations of the Securities Exchange Commission. In addition, as CERTIFIED FINANCIAL PLANNER™ professionals, we are ethically required to serve as fiduciaries when providing financial advice.

Equally important, we function this way because we feel morally obligated to do so. It is who we are, and we wouldn’t have it any other way.